Question

Discuss the major Provisions relating to Stockbrokers and Sub-brokers in the Securities Contracts (Regulation) Act, 1956.

29 Jul 2023
Answer :
Word Count : 588

The Securities Contracts (Regulation) Act, 1956 (SCRA) is a crucial piece of legislation that regulates the securities market in India. It governs various aspects related to stock exchanges, brokers, and other intermediaries involved in securities trading. Under the SCRA, the provisions relating to stockbrokers and sub-brokers play a vital role in ensuring transparency, investor protection, and fair practices in the securities market. Let's discuss the major provisions concerning stockbrokers and sub-brokers in the SCRA:

1. Registration and Regulation:
Section 12 of the SCRA mandates that no person can act as a stockbroker or sub-broker unless they are registered with the Securities and Exchange Board of India (SEBI) or recognized stock exchanges. This provision aims to ensure _____ ____ ____ ____ _____ _______ ______ ___.
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