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In the context of financial markets, particularly within the securities trading and stock exchange framework, intermediaries play an important role in ensuring smooth execution of trades and providing services to investors. Among these intermediaries, sub-brokers, remisiers, and authorised persons occupy significant positions. These entities facilitate the functioning of the market by connecting investors with brokers and the stock exchange, making financial transactions seamless and efficient. Their roles are different, but they all contribute to the proper operation and expansion of financial markets. From the perspective of clinical and therapeutic nutrition, understanding these roles is relevant because many nutrition professionals, healthcare organizations, and hospitals invest surplus funds or deal with financial planning for sustainability. Therefore, knowledge of these intermediaries is essential for proper financial management in the healthcare and nutrition sectors. A sub-broker is an individual or entity who acts as an agent on behalf of a stockbroker. Sub-brokers are not direct trading members of the stock exchange but are affiliated with a broker who holds membership. They assist investors in buying, selling, or dealing in securities through the main broker. Sub-brokers are registered under the Securities and Exchange Board of India (SEBI) guidelines and need to follow all compliance requirements set by the regulatory authority. The primary function of a sub-broker is to bridge the gap between investors and brokers by sourcing clients and executing trades through the broker’s infrastructure. This arrangement benefits smaller investors or institutions like hospitals, medical colleges, and clinical research organizations, which may not have direct access __________ _____ _______ _________ _________ ___ ______.
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